Date authorised
1 April 2013
Companies House
04112016
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191
  • Complaints Contact

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Chase

    IRN BXC01703

    • CF1 Director (15 Oct 2015 to 27 Dec 2016)
  • Bryce Cason

    IRN BXC00146

    • [FCA CF] Material risk taker (31 Jul 2020 to 28 Sep 2022)
  • Charles Guy Henderson Russell

    IRN CGH01084

    • CF30 Customer (19 Oct 2018 to 8 Dec 2019)
  • Charles Henderson-Russell

    IRN CXH00306

    • [FCA CF] Client dealing (since 31 Jul 2020)
  • Charles Henry Scott Noble

    IRN CHN01003

    • CF30 Customer (1 Nov 2007 to 12 Mar 2018)
    • CF13 Finance (5 Nov 2002 to 31 May 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 May 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 May 2007)
  • Charlie Davis

    IRN CXD00701

    • [FCA CF] Client dealing (7 Jan 2026 to 17 Apr 2026)
  • Charlie Dimond

    IRN CXD00196

    • [FCA CF] Client dealing (31 Jul 2020 to 21 Oct 2022)
  • Charlie Granville Williams

    IRN CGW01071

    • [FCA CF] Client dealing (since 16 Nov 2022)
    • CF30 Customer (2 Nov 2015 to 8 Dec 2019)
  • Charlie Yan

    IRN CXY00024

    • [FCA CF] Material risk taker (31 Jul 2020 to 8 Aug 2022)
  • Chase Hardin

    IRN CXH00300

    • [FCA CF] Material risk taker (31 Jul 2020 to 18 Mar 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.