Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Siguler Guff UK LLP (no longer approved here)

    FRN 471987

    • CF28 Systems and controls (3 Aug 2016 to 12 Mar 2018)
    • CF10 Compliance Oversight (15 Oct 2007 to 12 Mar 2018)
    • CF11 Money Laundering Reporting (15 Oct 2007 to 23 Feb 2018)
  • Campbell Lutyens & Co. Ltd (no longer approved here)

    FRN 196462

    • CF30 Customer (1 Nov 2007 to 12 Mar 2018)
    • CF13 Finance (5 Nov 2002 to 31 May 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 May 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.