Date authorised
1 April 2013
Companies House
04112016
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191
  • Complaints Contact

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chiara Georgiadis

    IRN CMM01156

    • [FCA CF] Client dealing (31 Jul 2020 to 4 Jul 2024)
    • CF30 Customer (28 Feb 2011 to 8 Dec 2019)
  • Christine Tran

    IRN CXT00166

    • [FCA CF] Material risk taker (31 Jul 2020 to 15 Oct 2021)
  • Christoffer Davidsson

    IRN CXD01180

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2024)
    • CF1 Director (12 Dec 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Christoffer Davidsson

    IRN CXD00544

    • [FCA CF] Material risk taker (since 5 Apr 2024)
  • Christopher Barnes Wright

    IRN CXW01169

    • CF30 Customer (1 Nov 2007 to 23 Aug 2019)
    • CF23 Corporate Finance Adviser (6 Aug 2003 to 31 Oct 2007)
  • Christopher van der Wilk

    IRN CXV01206

    • CF30 Customer (29 Sep 2017 to 8 Dec 2019)
  • Claire Commons

    IRN CXC00605

    • [FCA CF] Client dealing (12 Oct 2022 to 10 Nov 2023)
  • Dan Zhao

    IRN DXZ01093

    • CF30 Customer (11 Mar 2017 to 23 Mar 2018)
  • Daniel Wyn Roddick

    IRN DWR01058

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF21 Investment Adviser (2 Jan 2004 to 31 Oct 2007)
  • Danny Kim

    IRN DXK00269

    • [FCA CF] Client dealing (12 Oct 2022 to 18 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.