Date authorised
1 April 2013
Companies House
04112016
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191
  • Complaints Contact

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daria Davidona Dmitrieva

    IRN DDD01018

    • [FCA CF] Client dealing (since 30 Apr 2024)
  • Darren O'Brien

    IRN DXO00134

    • [FCA CF] Client dealing (12 Oct 2022 to 26 May 2025)
  • David Filer

    IRN DXF00331

    • [FCA CF] Client dealing (since 17 Oct 2024)
  • David Roger Perrin

    IRN DRP01103

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (28 Mar 2011 to 8 Dec 2019)
  • Dennis Damendra Pillay

    IRN DXP00478

    • [FCA CF] Significant management (since 18 Feb 2026)
  • Dimitar Iordanov Goulev

    IRN DIG01022

    • CF30 Customer (31 Dec 2009 to 14 Aug 2012)
  • Drew Gordon

    IRN DXG00227

    • [FCA CF] Material risk taker (31 Jul 2020 to 20 Aug 2021)
  • Ed Abel Smith

    IRN EJA01052

    • [FCA CF] Client dealing (since 31 Jul 2020)
    • CF30 Customer (2 Nov 2015 to 19 Sep 2017)
  • Edouard Chu

    IRN EXC00020

    • [FCA CF] Client dealing (since 30 Apr 2024)
  • Edward Oliver Hutton

    IRN EOH01001

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (31 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (2 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.