Date authorised
1 April 2013
Companies House
04112016
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191
  • Complaints Contact

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elisha Friedman

    IRN EXF00170

    • [FCA CF] Client dealing (since 30 Apr 2024)
  • Elizabeth Varoli

    IRN EXV00018

    • [FCA CF] Material risk taker (31 Jul 2020 to 8 Aug 2022)
  • Elliot Laurence Stevens

    IRN ELS01031

    • SMF3 Executive Director (since 11 Apr 2024)
    • SMF16 Compliance Oversight (since 14 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Apr 2022)
  • Eric Edward Estes

    IRN EEE01007

    • CF1 Director (1 Dec 2001 to 28 Feb 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 28 Feb 2007)
  • Eric Marchand

    IRN EXM00149

    • [FCA CF] Material risk taker (16 Mar 2021 to 28 Sep 2022)
  • Erik McLean

    IRN EXM00150

    • [FCA CF] Material risk taker (11 Mar 2021 to 28 Sep 2022)
  • Esselina Geke Jager

    IRN EGJ01012

    • CF30 Customer (29 Jun 2018 to 8 Nov 2019)
  • Esther Agbolade

    IRN EXA00068

    • [FCA CF] Client dealing (16 Mar 2021 to 12 Jul 2023)
  • Evanna Codona

    IRN EXC06789

    • [FCA CF] Client dealing (since 31 Jul 2020)
  • Frances Huang

    IRN FXH00057

    • [FCA CF] Material risk taker (16 Mar 2021 to 8 Aug 2022)
    • [FCA CF] Manager of certification employee (16 Mar 2021 to 8 Aug 2022)

Recent activity

Updates to this firm's record on the FCA register.

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