Date authorised
1 April 2013
Companies House
04112016
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191
  • Complaints Contact

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Francesca Messeri

    IRN FXM01749

    • CF30 Customer (1 Apr 2017 to 21 Dec 2017)
  • Frank Matthew Sunderland Hall

    IRN FMH01013

    • CF23 Corporate Finance Adviser (4 Nov 2002 to 19 Dec 2003)
  • Fred Han

    IRN FXH00056

    • [FCA CF] Client dealing (since 21 Sep 2022)
    • [FCA CF] Manager of certification employee (since 31 Jul 2020)
    • [FCA CF] Material risk taker (31 Jul 2020 to 21 Sep 2022)
  • Fred Stonell

    IRN FXS01546

    • CF30 Customer (16 Nov 2017 to 8 Dec 2019)
  • Gavin Maxtone Brodie Mailer-Howat

    IRN GMM01054

    • CF30 Customer (1 Nov 2007 to 30 Apr 2011)
    • CF23 Corporate Finance Adviser (18 Sep 2002 to 31 Oct 2007)
  • George Maltezos

    IRN GXM02485

    • SMF3 Executive Director (9 Dec 2019 to 3 Mar 2023)
    • CF30 Customer (4 Sep 2017 to 8 Dec 2019)
    • CF1 Director (22 Mar 2017 to 8 Dec 2019)
  • George Mills

    IRN GXM00662

    • [FCA CF] Client dealing (since 27 Jun 2024)
  • Gerald L Cooper

    IRN GXC00546

    • [FCA CF] Material risk taker (since 5 Apr 2024)
    • [FCA CF] Manager of certification employee (4 Apr 2024 to 5 Apr 2024)
  • Gerald L Cooper

    IRN GLC01063

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
    • CF1 Director (20 Mar 2017 to 8 Dec 2019)
  • Gillian Ann Fellows

    IRN GXJ19210

    • [FCA CF] Significant management (since 18 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

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