Campbell Lutyens & Co. Ltd

• Principal Place of Business

  20

  Carlton House Terrace

  London

  Westminster

  SW1Y 5AN

  UNITED KINGDOM

  Phone

  +4402074397191

  Web

  https://www.campbell-lutyens.com

• Complaints Contact

  20

  Carlton House Terrace

  London

  Westminster

  SW1Y 5AN

  UNITED KINGDOM

  Phone

  +4402074397191

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tom O'Dowd

  IRN TXO01294

  • CF30 Customer (2 Nov 2015 to 23 Apr 2018)
• Victoria Freda Waddington

  IRN VFC00003

  • CF30 Customer (6 Oct 2008 to 11 Mar 2011)
• Victoria Gill Smith

  IRN VGT00004

  • CF30 Customer (23 Jun 2008 to 4 Nov 2009)
• Vincent Philippe Le Hodey

  IRN VPL01003

  • CF23 Corporate Finance Adviser (22 Feb 2002 to 31 Dec 2003)
• Vincent Ragosta

  IRN VXR00037

  • [FCA CF] Material risk taker (31 Jul 2020 to 8 Aug 2022)
• Wai Kit Conrad Yan

  IRN XWY01001

  • CF1 Director (16 Apr 2011 to 1 Dec 2019)
• Xavia Bramwell-Pearson

  IRN XXB01164

  • [FCA CF] Client dealing (31 Jul 2020 to 30 Apr 2021)
  • CF30 Customer (2 Nov 2015 to 8 Dec 2019)
• Xiao Wei

  IRN XXW01116

  • CF30 Customer (4 Oct 2017 to 31 Jan 2018)
• Yannick Mir

  IRN YXM01178

  • [FCA CF] Client dealing (11 Mar 2021 to 25 Apr 2022)
• Yen Chang

  IRN YXC01121

  • SMF17 Money Laundering Reporting Officer (MLRO) (31 Dec 2021 to 31 Jan 2022)
  • SMF16 Compliance Oversight (31 Dec 2021 to 31 Jan 2022)

No changes recorded yet.