Cambridge Mercantile Risk Management (UK) Ltd

• Principal Place of Business

  8-10 Moorgate

  4th Floor

  London

  EC2R 6DA

  UNITED KINGDOM

  Phone

  +4402070043939

  Web

  https://www.corpay.com/en-GB

• Complaints Contact

  8-10 Moorgate

  4th Floor

  London

  EC2R 6DA

  UNITED KINGDOM

  Phone

  +4402070043939

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · The firm may only carry out the investment activity Contracts for Difference (CFD) with retail clients in relation to a Non Deliverable Forwards (NDFs).
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · The firm may only carry out the investment activity Contracts for Difference (CFD) with retail clients in relation to a Non Deliverable Forwards (NDFs).
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 3 limitations Hide limitations

  • · The firm may only carry out the investment activity Contracts for Difference (CFD) with retail clients in relation to a Non Deliverable Forwards (NDFs).
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Darryl Charles Ronald Hood

  IRN DCH01132

  • 13. Giving personal recommendations on and dealing with derivatives
  • 3. Giving personal recommendations on derivatives
  • [FCA CF] Functions requiring qualifications (since 18 Nov 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (12 Feb 2014 to 8 Dec 2019)
• David Andrew Clark

  IRN DAC01287

  • CF3 Chief Executive (10 Feb 2014 to 18 Nov 2015)
  • CF8 Apportionment and Oversight (10 Feb 2014 to 18 Nov 2015)
  • CF1 Director (10 Feb 2014 to 18 Nov 2015)
• David Marc Rubinoff

  IRN DMR01139

  • CF28 Systems and controls (10 Feb 2014 to 8 Dec 2019)
• David Mitchell Starkey

  IRN DMS01281

  • CF30 Customer (14 Feb 2014 to 10 Apr 2018)
• Dorit Toby Robbins

  IRN DTR01030

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (28 Mar 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (27 Sep 2018 to 8 Dec 2019)
  • CF1 Director (22 Dec 2017 to 8 Dec 2019)
  • CF10a CASS Oversight function (20 Jun 2017 to 8 Dec 2019)
• Edward King

  IRN EXK01191

  • 3. Giving personal recommendations on derivatives
  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • [FCA CF] Client dealing (since 13 Mar 2023)
• Edwin Aguilar

  IRN EXA01513

  • CF30 Customer (2 Dec 2017 to 8 Dec 2019)
• Jacques Feldman

  IRN JXF01572

  • CF2 Non Executive Director (10 Feb 2014 to 10 Aug 2017)
• Jake Carlyle Spark

  IRN JCS01251

  • [FCA CF] Client dealing (13 Mar 2023 to 11 Aug 2023)
• James Dazeley

  IRN JXD80732

  • 13. Giving personal recommendations on and dealing with derivatives
  • 3. Giving personal recommendations on derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • [FCA CF] Client dealing (since 13 Mar 2023)

No changes recorded yet.