Cambridge Mercantile Risk Management (UK) Ltd

• Principal Place of Business

  8-10 Moorgate

  4th Floor

  London

  EC2R 6DA

  UNITED KINGDOM

  Phone

  +4402070043939

  Web

  https://www.corpay.com/en-GB

• Complaints Contact

  8-10 Moorgate

  4th Floor

  London

  EC2R 6DA

  UNITED KINGDOM

  Phone

  +4402070043939

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · The firm may only carry out the investment activity Contracts for Difference (CFD) with retail clients in relation to a Non Deliverable Forwards (NDFs).
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · The firm may only carry out the investment activity Contracts for Difference (CFD) with retail clients in relation to a Non Deliverable Forwards (NDFs).
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 3 limitations Hide limitations

  • · The firm may only carry out the investment activity Contracts for Difference (CFD) with retail clients in relation to a Non Deliverable Forwards (NDFs).
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• James Lawrence Barnett

  IRN JLB01140

  • 13. Giving personal recommendations on and dealing with derivatives
  • 3. Giving personal recommendations on derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Dec 2017 to 8 Dec 2019)
• James Patrick Underhay

  IRN JPU01008

  • CF30 Customer (10 Jul 2017 to 29 Nov 2017)
• James Timothy Campbell

  IRN JXC01319

  • 13. Giving personal recommendations on and dealing with derivatives
  • 3. Giving personal recommendations on derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • [FCA CF] Client dealing (since 5 Oct 2023)
• Jason David Conibear

  IRN JDC01215

  • CF30 Customer (10 Jul 2017 to 29 Nov 2017)
  • CF3 Chief Executive (5 Jul 2016 to 29 Nov 2017)
  • CF1 Director (5 Jul 2016 to 29 Nov 2017)
• Jennifer Rose Coveney

  IRN JXC03529

  • 3. Giving personal recommendations on derivatives
  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2026)
  • [FCA CF] Client dealing (since 1 Mar 2026)
• Jeremy Harden

  IRN JXH02483

  • 3. Giving personal recommendations on derivatives
  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • [FCA CF] Client dealing (since 13 Mar 2023)
• John Desmond Mullens

  IRN JDM01231

  • 13. Giving personal recommendations on and dealing with derivatives
  • 3. Giving personal recommendations on derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • [FCA CF] Client dealing (since 13 Mar 2023)
• Jonathan Rackstraw

  IRN JXR02002

  • 3. Giving personal recommendations on derivatives
  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • [FCA CF] Client dealing (since 1 Jan 2022)
• Jordan Mateo Walker

  IRN JXW01012

  • [FCA CF] Client dealing (since 2 Jan 2024)
• Kirsty Coughlan

  IRN KXC01570

  • CF10 Compliance Oversight (3 Feb 2017 to 3 Sep 2018)
  • CF11 Money Laundering Reporting (13 Jul 2016 to 3 Sep 2018)

No changes recorded yet.