Cambridge Mercantile Risk Management (UK) Ltd

• Principal Place of Business

  8-10 Moorgate

  4th Floor

  London

  EC2R 6DA

  UNITED KINGDOM

  Phone

  +4402070043939

  Web

  https://www.corpay.com/en-GB

• Complaints Contact

  8-10 Moorgate

  4th Floor

  London

  EC2R 6DA

  UNITED KINGDOM

  Phone

  +4402070043939

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · The firm may only carry out the investment activity Contracts for Difference (CFD) with retail clients in relation to a Non Deliverable Forwards (NDFs).
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · The firm may only carry out the investment activity Contracts for Difference (CFD) with retail clients in relation to a Non Deliverable Forwards (NDFs).
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 3 limitations Hide limitations

  • · The firm may only carry out the investment activity Contracts for Difference (CFD) with retail clients in relation to a Non Deliverable Forwards (NDFs).
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Marco Piga

  IRN MXP02712

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (27 Jan 2017 to 8 Dec 2019)
• Matthew James Peter Harris

  IRN MJH01625

  • CF30 Customer (5 Dec 2017 to 21 Mar 2018)
• Mauro Di Buono

  IRN MXD02684

  • CF30 Customer (2 Dec 2017 to 29 Sep 2018)
• Michael Abbott

  IRN MXA04173

  • [FCA CF] Client dealing (13 Mar 2023 to 31 Jul 2023)
• Michael John Tyrell

  IRN MJT01299

  • CF30 Customer (2 Dec 2017 to 8 Dec 2019)
• Michael Robert Joseph Chart

  IRN MRC01225

  • 3. Giving personal recommendations on derivatives
  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • [FCA CF] Client dealing (since 13 Mar 2023)
• Nathan James Cheema

  IRN NJC01283

  • SMF1 Chief Executive (since 8 Apr 2022)
  • SMF3 Executive Director (since 8 Apr 2022)
  • CF30 Customer (5 Dec 2017 to 8 Dec 2019)
• Nicholas Paul Colling

  IRN NPC01096

  • CF30 Customer (13 Aug 2018 to 8 Dec 2019)
• Nicholas Paul Mason

  IRN NXM00537

  • [FCA CF] Client dealing (since 11 Dec 2023)
• Oliver William Roberts

  IRN OWR01002

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2023)
  • CF30 Customer (27 Jan 2017 to 8 Dec 2019)

No changes recorded yet.