Cambridge Mercantile Risk Management (UK) Ltd

• Principal Place of Business

  8-10 Moorgate

  4th Floor

  London

  EC2R 6DA

  UNITED KINGDOM

  Phone

  +4402070043939

  Web

  https://www.corpay.com/en-GB

• Complaints Contact

  8-10 Moorgate

  4th Floor

  London

  EC2R 6DA

  UNITED KINGDOM

  Phone

  +4402070043939

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · The firm may only carry out the investment activity Contracts for Difference (CFD) with retail clients in relation to a Non Deliverable Forwards (NDFs).
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · The firm may only carry out the investment activity Contracts for Difference (CFD) with retail clients in relation to a Non Deliverable Forwards (NDFs).
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 3 limitations Hide limitations

  • · The firm may only carry out the investment activity Contracts for Difference (CFD) with retail clients in relation to a Non Deliverable Forwards (NDFs).
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Pareet Patel

  IRN PXP01232

  • [FCA CF] Client dealing (since 20 Feb 2024)
• Phillip James Collins

  IRN PJC01361

  • [FCA CF] Client dealing (since 12 Dec 2023)
• Pierre Shaun Anderson

  IRN PSA01045

  • [FCA CF] Manager of certification employee (1 Jan 2022 to 10 Oct 2023)
  • [FCA CF] Client dealing (1 Jan 2022 to 10 Oct 2023)
• Robert Cooke

  IRN RXC15582

  • 13. Giving personal recommendations on and dealing with derivatives
  • 3. Giving personal recommendations on derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • [FCA CF] Client dealing (since 13 Mar 2023)
• Robert Owen Otley

  IRN ROO00012

  • CF30 Customer (2 Dec 2017 to 8 Dec 2019)
• Sam Terrence Walker

  IRN SXW00849

  • 3. Giving personal recommendations on derivatives
  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • [FCA CF] Client dealing (since 1 Jul 2023)
• Sean Gerard McCabe

  IRN SXM04377

  • 13. Giving personal recommendations on and dealing with derivatives
  • 3. Giving personal recommendations on derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • [FCA CF] Client dealing (since 2 Aug 2023)
• William Alfred Anderson Jones

  IRN WXJ00051

  • [FCA CF] Functions requiring qualifications (9 Jun 2025 to 30 Sep 2025)
  • [FCA CF] Client dealing (11 Dec 2023 to 30 Sep 2025)
• William Bouet Hainsworth

  IRN WBH01023

  • 13. Giving personal recommendations on and dealing with derivatives
  • 3. Giving personal recommendations on derivatives
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • [FCA CF] Client dealing (since 1 Jan 2022)

No changes recorded yet.