Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 13. Giving personal recommendations on and dealing with derivatives
- 3. Giving personal recommendations on derivatives
- [FCA CF] Functions requiring qualifications (since 18 Nov 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (12 Feb 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.