Date authorised
15 April 2016
Companies House
09380047
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor Stratton House
    5 Stratton Street
    London
    W1J 8LA
    UNITED KINGDOM
    Phone
    +442039882020
  • Complaints Contact

    4th Floor Stratton House
    5 Stratton Street
    London
    W1J 8LA
    UNITED KINGDOM
    Phone
    +442039882020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Macdonald

    IRN GXM72062

    • [FCA CF] Client dealing (28 Dec 2022 to 6 Jun 2024)
  • Graham Albert Pattle

    IRN GAP01030

    • [FCA CF] Client dealing (17 Jun 2021 to 11 Nov 2022)
  • John James White

    IRN JJW01039

    • [FCA CF] Material risk taker (since 1 Feb 2022)
    • [FCA CF] Client dealing (since 23 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (15 Apr 2016 to 8 Dec 2019)
    • CF3 Chief Executive (15 Apr 2016 to 8 Dec 2019)
    • CF1 Director (15 Apr 2016 to 8 Dec 2019)
  • John Pryor

    IRN JXP02395

    • CF1 Director (15 Apr 2016 to 23 May 2016)
    • CF30 Customer (15 Apr 2016 to 23 May 2016)
  • Manuel Manganello

    IRN MXM00835

    • [FCA CF] Client dealing (since 11 Feb 2026)
  • Mark Hammond

    IRN MXH03113

    • CF30 Customer (10 Feb 2017 to 1 Jan 2025)
    • CF1 Director (AR) (10 Feb 2017 to 1 Jan 2025)
  • Mark Julian Humphries

    IRN MXH01345

    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Dec 2024 to 21 Jan 2025)
    • SMF16 Compliance Oversight (11 Dec 2024 to 21 Jan 2025)
  • Matthew James Low

    IRN MXL16388

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jun 2025)
    • SMF16 Compliance Oversight (since 19 Jun 2025)
  • Michela Ferrulli

    IRN MXF01182

    • [FCA CF] Material risk taker (since 1 Feb 2022)
    • [FCA CF] Client dealing (since 1 Feb 2022)
    • SMF3 Executive Director (since 11 Sep 2021)
  • Natasha Freedman

    IRN NXF01109

    • [FCA CF] Client dealing (23 Mar 2021 to 21 Oct 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 21 Oct 2021)
    • CF10 Compliance Oversight (15 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (15 Apr 2016 to 8 Dec 2019)
    • CF1 Director (15 Apr 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.