Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Feb 2022)
    • [FCA CF] Client dealing (since 1 Feb 2022)
    • SMF3 Executive Director (since 11 Sep 2021)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 16 Jul 2021)
    • [FCA CF] Material risk taker (18 Dec 2020 to 16 Jul 2021)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Material risk taker (18 Dec 2020 to 16 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 16 Jul 2021)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (22 Feb 2019 to 16 Jul 2021)
    • [FCA CF] Client dealing (22 Jun 2018 to 16 Jul 2021)
    • [FCA CF] Manager of certification employee (22 Jun 2018 to 16 Jul 2021)
    • CF30 Customer (29 May 2009 to 24 May 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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