CAL Investments Limited

• Principal Place of Business

  First Floor, Nicholas House

  3 Laurence Pountney Hill

  London

  EC4R 0EU

  UNITED KINGDOM

  Phone

  +4402039830704

  Web

  https://www.calinvestments.co.uk

• Complaints Contact

  First Floor, Nicholas House

  3 Laurence Pountney Hill

  London

  EC4R 0EU

  UNITED KINGDOM

  Phone

  +4402039830704

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to corporate finance or venture capital business when dealing with retail (investment) clients
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to corporate finance or venture capital business when dealing with retail (investment) clients
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to corporate finance or venture capital business when dealing with retail (investment) clients
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Westcombe Elliott

  IRN MWE01008

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Sep 2004)
• Martin Nicholls

  IRN MXN01414

  • CF1 Director (5 Mar 2010 to 25 Oct 2010)
  • CF10 Compliance Oversight (5 Mar 2010 to 25 Oct 2010)
  • CF11 Money Laundering Reporting (5 Mar 2010 to 25 Oct 2010)
• Martinus Henricus Johannes Smetsers

  IRN MHS01028

  • SMF3 Executive Director (9 Dec 2019 to 7 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • CF30 Customer (12 Feb 2018 to 8 Dec 2019)
  • CF1 Director (12 Feb 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Jul 2005 to 5 Mar 2010)
  • CF11 Money Laundering Reporting (14 Jul 2005 to 5 Mar 2010)
  • CF27 Investment Management (14 Jul 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (24 Feb 2005 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (20 Aug 2004 to 11 Jul 2005)
  • CF3 Chief Executive (20 Aug 2004 to 5 Mar 2010)
  • CF8 Apportionment and Oversight (20 Aug 2004 to 31 Oct 2007)
  • CF13 Finance (20 Aug 2004 to 11 Jul 2005)
• Myron Murugendra Mahendra

  IRN MMM01099

  • CF30 Customer (17 May 2010 to 18 Aug 2010)
• Ralph Peter Baber

  IRN RPB01065

  • CF27 Investment Management (1 Dec 2001 to 15 Dec 2006)
  • CF2 Non Executive Director (1 Dec 2001 to 23 Dec 2004)
  • CF1 Director (1 Dec 2001 to 23 Dec 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2006)
• Roger Delanoy Clarke

  IRN RDC01052

  • [FCA CF] Client dealing (7 Oct 2024 to 31 Mar 2025)
• Sarfraz Niaz Munshi

  IRN SNM01055

  • [FCA CF] Client dealing (since 30 Oct 2025)
• Simon John David Graham Arloff

  IRN SJA01153

  • CF22 Investment Adviser (Trainee) (16 Aug 2006 to 1 Jan 2007)
• Stephane Charles Mardel

  IRN SXM01898

  • [FCA CF] Client dealing (since 1 Apr 2025)
• Timothy John Lander

  IRN TJL01046

  • CF30 Customer (12 May 2010 to 20 Jun 2016)

No changes recorded yet.