Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 7 Mar 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
- CF30 Customer (12 Feb 2018 to 8 Dec 2019)
- CF1 Director (12 Feb 2018 to 8 Dec 2019)
- CF27 Investment Management (14 Jul 2005 to 31 Oct 2007)
- CF10 Compliance Oversight (14 Jul 2005 to 5 Mar 2010)
- CF11 Money Laundering Reporting (14 Jul 2005 to 5 Mar 2010)
- CF21 Investment Adviser (24 Feb 2005 to 31 Oct 2007)
- CF3 Chief Executive (20 Aug 2004 to 5 Mar 2010)
- CF8 Apportionment and Oversight (20 Aug 2004 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (20 Aug 2004 to 11 Jul 2005)
- CF13 Finance (20 Aug 2004 to 11 Jul 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.