CAF BANK LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Andrew William Lambart Sladen
IRN AWS01102
- CF11 Money Laundering Reporting (6 Mar 2013 to 19 Sep 2013)
Angela Entwistle
IRN AXE00221
- [FCA CF] Significant management (20 Mar 2023 to 1 Jul 2024)
Ann Elizabeth Doan
IRN AEB01105
- CF11 Money Laundering Reporting (20 Jan 2009 to 25 Nov 2010)
Anna Louise Dower
IRN AXD27078
- [PRA CF] Significant risk taker or Material risk taker (5 Jul 2018 to 26 Nov 2021)
- [FCA CF] Significant management (5 Jul 2018 to 26 Nov 2021)
- [FCA CF] Material risk taker (5 Jul 2018 to 26 Nov 2021)
Anthony Cannington Rogers
IRN ACR01022
- CF28 Systems and controls (1 Nov 2007 to 31 Jan 2008)
- CF11 Money Laundering Reporting (24 Feb 2003 to 11 Jul 2003)
- CF15 Internal Audit (24 Feb 2003 to 11 Jul 2003)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 1 Jan 2004)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 31 Jan 2008)
Astrid Grey
IRN ACG01045
- SMF10 Chair of the Risk Committee (since 8 Sep 2020)
Brenda Dawson
IRN BXD01106
- CF11 Money Laundering Reporting (1 Dec 2001 to 6 Feb 2003)
- CF15 Internal Audit (1 Dec 2001 to 6 Feb 2003)
Brian Garton Jenkins
IRN BGJ01007
- CF2 Non Executive Director (13 Nov 2003 to 25 Sep 2008)
Brian Pearse
IRN BXP01122
- CF2 Non Executive Director (1 Dec 2001 to 5 Oct 2004)
Carol Ann Stuart
IRN CXS00857
- [FCA CF] Significant management (since 6 Nov 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.