CAF BANK LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Tracey Lynn Reddings
IRN TLR01006
- CF8 Apportionment and Oversight (1 Dec 2001 to 30 Apr 2008)
- CF3 Chief Executive (1 Dec 2001 to 30 Apr 2008)
- CF10 Compliance Oversight (1 Dec 2001 to 30 Apr 2008)
- CF1 Director (1 Dec 2001 to 30 Apr 2008)
Trevor John Barratt
IRN TXB01408
- CF11 Money Laundering Reporting (1 Feb 2011 to 30 Jun 2012)
- CF28 Systems and controls (25 Mar 2009 to 1 Jun 2013)
Ursula Shalini Dolton
IRN UXD00009
- Director of firm who is not a certification employee or a SMF manager (since 6 Apr 2023)
Vicki Mercer
IRN VXM00124
- [FCA CF] Significant management (since 13 May 2024)
Victoria Emmerson
IRN VXG23901
- [FCA CF] Significant management (since 18 Nov 2019)
- [PRA CF] Significant risk taker or Material risk taker (18 Nov 2019 to 23 Aug 2023)
- [FCA CF] Material risk taker (18 Nov 2019 to 23 Aug 2023)
Wendy Ann McKane
IRN WAM01063
- CF28 Systems and controls (21 Apr 2010 to 5 Sep 2011)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.