C. HOARE & CO.

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Buy-to-Let Mortgage Admin
Buy-to-Let Mortgage Lending
Mortgage Servicing

For Customer, Regulated mortgage contract
Land Loan Advice
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Trades With You Directly

For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Mortgage Lending

For Customer, Regulated mortgage contract
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Graeme David Stenson
IRN GXS01369
- CF30 Customer (15 Jan 2010 to 2 Jul 2010)
Guy Blair Tulloch
IRN GBT01008
- CF30 Customer (1 Nov 2007 to 5 Aug 2008)
- CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)
- CF21 Investment Adviser (6 Jun 2005 to 31 Oct 2007)
Harriet McIlroy Smith
IRN HXM56955
- [FCA CF] Functions requiring qualifications (21 Nov 2018 to 29 Nov 2021)
Harry Pope
IRN HXP01212
- CF30 Customer (17 Dec 2015 to 6 Mar 2016)
Hayley Layt
IRN HXL00085
- [FCA CF] Functions requiring qualifications (1 Apr 2021 to 1 Nov 2021)
Hazel Newman
IRN HXN56959
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 2 Nov 2020)
Henry Cadogan Hoare
IRN HCH01009
- CF2 Non Executive Director (1 Dec 2001 to 1 Jan 2015)
Hugo Hugh Yamaguchi
IRN HXY00057
- [FCA CF] Proprietary trader (since 8 Oct 2022)
Ian Rex Peacock
IRN IRP01030
- SMF10 Chair of the Risk Committee (7 Mar 2016 to 6 Jun 2017)
- SMF14 Senior Independent Director (7 Mar 2016 to 6 Jun 2017)
- CF2 Non Executive Director (24 Jul 2008 to 6 Mar 2016)
Ian Roberts
IRN IXR01193
- SMF4 Chief Risk (12 Nov 2021 to 1 Sep 2023)
- SMF16 Compliance Oversight (12 Nov 2021 to 1 Sep 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.