Ian Roberts

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • SMF16 Compliance Oversight (12 Nov 2021 to 1 Sep 2023)
    • SMF4 Chief Risk (12 Nov 2021 to 1 Sep 2023)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Apr 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Apr 2020)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Apr 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Apr 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF28 Systems and controls (21 May 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.