Date authorised
1 April 2013
Companies House
00240822
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    37 Fleet Street
    London
    EC4P 4DQ
    UNITED KINGDOM
    Phone
    +442073534522
  • Complaints Contact

    37 Fleet Street
    London
    EC4P 4DQ
    UNITED KINGDOM
    Phone
    +442073534522

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Land Loan Advice

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barry Robert Pollentine

    IRN BRP01031

    • CF30 Customer (1 Nov 2007 to 1 Nov 2012)
    • CF26 Customer Trading (26 May 2006 to 31 Oct 2007)
  • Benjamin Robertson

    IRN BXR00294

    • [FCA CF] Proprietary trader (since 21 Jan 2026)
  • Bryan Horan Cassidy

    IRN BHC01016

    • CF10a CASS Oversight function (9 Jan 2012 to 31 Jul 2015)
  • Caroline Chapman

    IRN CXC56941

    • [FCA CF] Manager of certification employee (since 10 Jun 2019)
    • [FCA CF] Manager of certification employee (1 Jul 2020 to 2 Jul 2020)
    • [FCA CF] Functions requiring qualifications (10 Jun 2019 to 23 Jul 2025)
  • Cecilia Wan-Ying Liao

    IRN CWL01034

    • CF30 Customer (5 May 2010 to 25 Feb 2011)
  • Charles Hugh Lavington

    IRN CHL01023

    • CF30 Customer (9 Jun 2008 to 30 Apr 2009)
  • Charles James Sheppard Pink

    IRN CJP01196

    • CF2 Non Executive Director (19 Mar 2012 to 31 Mar 2015)
  • Charles Victor Spencer Hoare-Nairne

    IRN CHN01004

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (3 Mar 2006 to 31 Oct 2007)
  • Charles William Proger

    IRN CWP01008

    • CF21 Investment Adviser (5 May 2004 to 23 Nov 2004)
    • CF27 Investment Management (1 Dec 2001 to 23 Nov 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 May 2004)
  • Chrisoulla Archer

    IRN CXA01133

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 11 Sep 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.