Date authorised
1 April 2013
Companies House
00240822
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    37 Fleet Street
    London
    EC4P 4DQ
    UNITED KINGDOM
    Phone
    +442073534522
  • Complaints Contact

    37 Fleet Street
    London
    EC4P 4DQ
    UNITED KINGDOM
    Phone
    +442073534522

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Land Loan Advice

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Durrant

    IRN CXD01197

    • CF27 Investment Management (1 Dec 2001 to 18 May 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 18 May 2006)
  • Christopher James Blackham

    IRN CJB01383

    • CF30 Customer (29 Oct 2008 to 6 Mar 2016)
  • Christopher John Moore

    IRN CXM00105

    • [FCA CF] Manager of certification employee (29 Nov 2021 to 17 Jan 2025)
    • [FCA CF] Functions requiring qualifications (29 Nov 2021 to 17 Jan 2025)
  • Christopher Michael Bishop

    IRN CMB01097

    • CF30 Customer (1 Nov 2007 to 14 Jul 2011)
    • CF26 Customer Trading (26 Jun 2007 to 31 Oct 2007)
  • Christopher Richard Loake

    IRN CRL01076

    • SMF24 Chief Operations (18 Jul 2018 to 1 Nov 2023)
    • SMF18 Other Overall Responsibility (10 Jul 2017 to 18 Jul 2018)
  • David Brian Melville Cavaye

    IRN DBC01017

    • CF30 Customer (1 Nov 2007 to 29 Jan 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • David Green

    IRN DXG01317

    • SMF1 Chief Executive (7 Mar 2016 to 10 Jan 2019)
    • CF3 Chief Executive (17 Sep 2015 to 6 Mar 2016)
    • CF29 Significant management (6 Jun 2012 to 6 Mar 2016)
    • CF28 Systems and controls (1 Nov 2007 to 2 Apr 2012)
    • CF11 Money Laundering Reporting (8 May 2003 to 31 May 2004)
    • CF13 Finance (6 Jan 2003 to 31 Oct 2007)
  • David James Griffiths

    IRN DXG00353

    • SMF3 Executive Director (since 1 Jan 2026)
    • SMF2 Chief Finance (since 11 Apr 2022)
  • David John Hall

    IRN DJH01295

    • CF2 Non Executive Director (27 Mar 2002 to 30 Sep 2011)
  • David John Hoare

    IRN DJH01292

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.