Date authorised
1 April 2013
Companies House
00240822
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    37 Fleet Street
    London
    EC4P 4DQ
    UNITED KINGDOM
    Phone
    +442073534522
  • Complaints Contact

    37 Fleet Street
    London
    EC4P 4DQ
    UNITED KINGDOM
    Phone
    +442073534522

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Land Loan Advice

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Maitland Makgill Crichton

    IRN DMC01080

    • CF30 Customer (1 Nov 2007 to 28 Feb 2014)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • David Markham

    IRN DXM77364

    • [FCA CF] Manager of certification employee (since 1 Dec 2017)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 2 Nov 2020)
  • David Michael Rutherford

    IRN DMR01113

    • SMF5 Head of Internal Audit (3 Aug 2023 to 13 May 2024)
  • Deborah Carol Phillpotts

    IRN DXP00040

    • CF30 Customer (4 Apr 2013 to 6 Mar 2016)
  • Diana Sarah Brightmore-Armour

    IRN DSB01088

    • SMF1 Chief Executive (since 14 Jun 2021)
    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2020 to 14 Jun 2021)
  • Diane Mills

    IRN DXM01556

    • CF30 Customer (1 Nov 2007 to 1 Jul 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Dominic Patrick Ennis

    IRN DPE01015

    • CF30 Customer (1 Nov 2007 to 26 Oct 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Edward James Fairey

    IRN EJF01023

    • CF22 Investment Adviser (Trainee) (30 Aug 2002 to 1 Jul 2004)
  • Eleanor Newell

    IRN EXN56957

    • [FCA CF] Manager of certification employee (1 Apr 2021 to 11 Oct 2021)
    • [FCA CF] Functions requiring qualifications (12 Dec 2018 to 11 Oct 2021)
  • Emily Corbett

    IRN EXC72609

    • [FCA CF] Functions requiring qualifications (17 Jan 2022 to 12 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.