Butterworth Spengler Commercial Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Butterworth Spengler20-24 Faraday RoadWavertreeLiverpoolL13 1EHUNITED KINGDOM- Phone
- +4401514944400
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Complaints Contact
Butterworth Spengler20-24 Faraday RoadWavertreeLiverpoolL13 1EHUNITED KINGDOM- Phone
- +4401943876631
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Lacey
IRN JXL01711
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2025)
- Responsible for Insurance Mediation (19 Sep 2016 to 30 Sep 2018)
- CF1 Director (19 Jun 2008 to 8 Dec 2019)
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Kathren Wright
IRN KXW01637
- SMF3 Executive Director (since 18 Nov 2021)
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Lee Mark Saunders
IRN LMS01088
- SMF3 Executive Director (9 Dec 2019 to 24 Mar 2021)
- Responsible for Insurance Mediation (10 Jun 2008 to 19 Jun 2008)
- CF1 Director (10 Jun 2008 to 8 Dec 2019)
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Mark Leslie Robinson
IRN MLR01087
- SMF3 Executive Director (9 Dec 2019 to 22 Feb 2022)
- CF1 Director (3 Mar 2016 to 8 Dec 2019)
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Matthew Stuttard
IRN MXS22760
- Responsible for Insurance Distribution (since 19 Feb 2026)
- SMF3 Executive Director (since 14 Jan 2026)
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Neville Robert Mills
IRN NRM00009
- SMF3 Executive Director (8 Dec 2022 to 31 Oct 2025)
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Peter James Jackson
IRN PJJ01076
- Responsible for Insurance Mediation (14 Jan 2005 to 1 Sep 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 1 Sep 2007)
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Philip Clifford Coffey
IRN PCC01076
- SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
- CF1 Director (1 Feb 2013 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF17 Significant Mgt (Other Business Operations) (18 Apr 2007 to 31 Oct 2007)
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Richard John Bell
IRN RJB01600
- SMF3 Executive Director (5 Aug 2021 to 22 Jan 2026)
- Responsible for Insurance Distribution (5 Aug 2021 to 22 Jan 2026)
- CF1 Director (AR) (18 Feb 2019 to 4 Oct 2019)
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Russell Henry Gibbons
IRN RHG01039
- CF1 Director (1 Nov 2005 to 30 Apr 2006)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 7 Dec 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Rockland Risk Services Ltd (no longer appointed)
FRN 833172 · Appointed 7 Feb 2019 · Until 2 Oct 2019
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Complete Estate Management Ltd (no longer appointed)
FRN 605896 · Appointed 14 Aug 2013 · Until 28 Nov 2016
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PURPLEBRICKS GROUP LIMITED (no longer appointed)
FRN 503608 · Appointed 2 May 2012 · Until 12 Oct 2014
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Butterworth Spengler Professional Risks Ltd (no longer appointed)
FRN 496086 · Appointed 9 Feb 2009 · Until 10 Jan 2011
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.