Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Butterworth Spengler Commercial Limited (no longer approved here)

    FRN 306470

    • Responsible for Insurance Distribution (5 Aug 2021 to 22 Jan 2026)
    • SMF3 Executive Director (5 Aug 2021 to 22 Jan 2026)
    • CF1 Director (AR) (18 Feb 2019 to 4 Oct 2019)
  • Rockland Risk Services Limited (no longer approved here)

    FRN 841728

    • (2)SMF3 Executive Director (9 Dec 2019 to 7 Apr 2021)
    • (1)Responsible for Insurance Distribution (4 Oct 2019 to 7 Apr 2021)
    • (3)CF1 Director (4 Oct 2019 to 8 Dec 2019)
  • Kingsbridge Risk Solutions Limited (no longer approved here)

    FRN 309149

    • Responsible for Insurance Distribution (19 Oct 2018 to 19 Oct 2018)
    • Responsible for Insurance Mediation (7 Mar 2017 to 30 Sep 2018)
    • CF1 Director (7 Mar 2017 to 26 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Responsible for Insurance Distribution at Rockland Risk Services Limited

  2. controlled function added: (2)SMF3 Executive Director at Rockland Risk Services Limited

  3. controlled function added: (3)CF1 Director at Rockland Risk Services Limited