Butterworth Spengler Commercial Limited

• Principal Place of Business

  Butterworth Spengler

  20-24 Faraday Road

  Wavertree

  Liverpool

  L13 1EH

  UNITED KINGDOM

  Phone

  +4401514944400

  Web

  https://www.butterworthspengler.co.uk

• Complaints Contact

  Butterworth Spengler

  20-24 Faraday Road

  Wavertree

  Liverpool

  L13 1EH

  UNITED KINGDOM

  Phone

  +4401943876631

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Plan Admin

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Alan Clark

  IRN AXC01762

  • CF1 Director (14 Jan 2005 to 1 Apr 2007)
• Alan James Percival

  IRN AXP00863

  • SMF3 Executive Director (since 10 Apr 2026)
• Alan Lawrence Tune

  IRN ALT01067

  • CF1 Director (AR) (22 Sep 2017 to 2 Jul 2018)
  • CF1 Director (3 Mar 2016 to 26 Mar 2019)
• Andrew Thomson

  IRN AXT02119

  • CF1 Director (AR) (25 Sep 2017 to 2 Jul 2018)
  • CF1 Director (3 Mar 2016 to 26 Mar 2019)
• Francis Ian Crawford

  IRN FIC01002

  • CF1 Director (14 Jan 2005 to 1 Apr 2007)
• Gary Nicholas Spengler

  IRN GNS00014

  • SMF3 Executive Director (9 Dec 2019 to 12 Mar 2021)
  • Responsible for Insurance Mediation (14 Jan 2005 to 5 Sep 2016)
  • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • CF1 Director (14 Jan 2005 to 8 Dec 2019)
• James Jaycock

  IRN JXJ01523

  • SMF3 Executive Director (9 Dec 2019 to 22 Feb 2022)
  • CF1 Director (3 Mar 2016 to 8 Dec 2019)
• James Robert Carter

  IRN JRC01213

  • CF1 Director (5 Dec 2006 to 7 Nov 2008)
• Jeffrey Banks

  IRN JXB24263

  • SMF3 Executive Director (23 Mar 2020 to 31 Dec 2025)
• Joanne McAlpine

  IRN JXM00455

  • SMF3 Executive Director (since 11 Mar 2026)
  • SMF16 Compliance Oversight (since 31 Jan 2026)
  • Responsible for Insurance Distribution (31 Jan 2026 to 27 Feb 2026)
  • SMF1 Chief Executive (31 Jan 2026 to 1 Mar 2026)

• Karen Banks (no longer appointed)

  FRN 915267 · Appointed 2 Nov 2022 · Until 17 Mar 2023

• Rockland Risk Services Ltd (no longer appointed)

  FRN 833172 · Appointed 7 Feb 2019 · Until 2 Oct 2019

• FE Protect Ltd (no longer appointed)

  FRN 785822 · Appointed 2 Aug 2017 · Until 3 Jul 2018

• Kathleen Follows (no longer appointed)

  FRN 738748 · Appointed 1 Mar 2016 · Until 1 Oct 2019

• Complete Estate Management Ltd (no longer appointed)

  FRN 605896 · Appointed 14 Aug 2013 · Until 28 Nov 2016

• PURPLEBRICKS GROUP LIMITED (no longer appointed)

  FRN 503608 · Appointed 2 May 2012 · Until 12 Oct 2014

• Butterworth Spengler Professional Risks Ltd (no longer appointed)

  FRN 496086 · Appointed 9 Feb 2009 · Until 10 Jan 2011

• GB Finance Group Plc (no longer appointed)

  FRN 483493 · Appointed 19 May 2008 · Until 20 Mar 2009

• BCG Group Ltd (no longer appointed)

  FRN 480879 · Appointed 31 Mar 2008 · Until 20 Mar 2009

• Christian Carney (no longer appointed)

  FRN 480930 · Appointed 31 Mar 2008 · Until 20 Mar 2009

No changes recorded yet.