Butterworth Spengler Commercial Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alan Clark
IRN AXC01762
- CF1 Director (14 Jan 2005 to 1 Apr 2007)
Alan James Percival
IRN AXP00863
- SMF3 Executive Director (since 10 Apr 2026)
Alan Lawrence Tune
IRN ALT01067
- CF1 Director (AR) (22 Sep 2017 to 2 Jul 2018)
- CF1 Director (3 Mar 2016 to 26 Mar 2019)
Andrew Thomson
IRN AXT02119
- CF1 Director (AR) (25 Sep 2017 to 2 Jul 2018)
- CF1 Director (3 Mar 2016 to 26 Mar 2019)
Francis Ian Crawford
IRN FIC01002
- CF1 Director (14 Jan 2005 to 1 Apr 2007)
Gary Nicholas Spengler
IRN GNS00014
- SMF3 Executive Director (9 Dec 2019 to 12 Mar 2021)
- Responsible for Insurance Mediation (14 Jan 2005 to 5 Sep 2016)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
James Jaycock
IRN JXJ01523
- SMF3 Executive Director (9 Dec 2019 to 22 Feb 2022)
- CF1 Director (3 Mar 2016 to 8 Dec 2019)
James Robert Carter
IRN JRC01213
- CF1 Director (5 Dec 2006 to 7 Nov 2008)
Jeffrey Banks
IRN JXB24263
- SMF3 Executive Director (23 Mar 2020 to 31 Dec 2025)
Joanne McAlpine
IRN JXM00455
- SMF3 Executive Director (since 11 Mar 2026)
- SMF16 Compliance Oversight (since 31 Jan 2026)
- Responsible for Insurance Distribution (31 Jan 2026 to 27 Feb 2026)
- SMF1 Chief Executive (31 Jan 2026 to 1 Mar 2026)

Smaller firms operating under this firm's FCA authorisation.

Commercial Plus Ltd (no longer appointed)
FRN 480878 · Appointed 31 Mar 2008 · Until 20 Mar 2009
C2 Zero Ltd (no longer appointed)
FRN 475870 · Appointed 28 Nov 2007 · Until 1 Feb 2012
Cyclists Touring Club (no longer appointed)
FRN 411642 · Appointed 14 Jan 2005 · Until 28 Nov 2007
London Cycling Campaign Ltd (no longer appointed)
FRN 415214 · Appointed 14 Jan 2005 · Until 1 Feb 2012
British Triathlon Association Ltd (no longer appointed)
FRN 418710 · Appointed 14 Jan 2005 · Until 28 Nov 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.