Butterworth Spengler Commercial Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon John Brammer
IRN SJB01443
- CF29 Significant management (1 Nov 2007 to 28 Nov 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 28 Nov 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
Simon John Townsend
IRN SJT01222
- SMF3 Executive Director (since 1 Feb 2026)
Stephen David Jones
IRN SDJ01043
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 1 Oct 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 1 Oct 2007)
Steven Norman Dixon
IRN SND01024
- CF1 Director (AR) (1 Aug 2009 to 10 Jan 2011)
Tom Polglase
IRN TXP01154
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 4 May 2007)

Smaller firms operating under this firm's FCA authorisation.

Karen Banks (no longer appointed)
FRN 915267 · Appointed 2 Nov 2022 · Until 17 Mar 2023
Rockland Risk Services Ltd (no longer appointed)
FRN 833172 · Appointed 7 Feb 2019 · Until 2 Oct 2019
FE Protect Ltd (no longer appointed)
FRN 785822 · Appointed 2 Aug 2017 · Until 3 Jul 2018
Kathleen Follows (no longer appointed)
FRN 738748 · Appointed 1 Mar 2016 · Until 1 Oct 2019
Complete Estate Management Ltd (no longer appointed)
FRN 605896 · Appointed 14 Aug 2013 · Until 28 Nov 2016
PURPLEBRICKS GROUP LIMITED (no longer appointed)
FRN 503608 · Appointed 2 May 2012 · Until 12 Oct 2014
Butterworth Spengler Professional Risks Ltd (no longer appointed)
FRN 496086 · Appointed 9 Feb 2009 · Until 10 Jan 2011
GB Finance Group Plc (no longer appointed)
FRN 483493 · Appointed 19 May 2008 · Until 20 Mar 2009
BCG Group Ltd (no longer appointed)
FRN 480879 · Appointed 31 Mar 2008 · Until 20 Mar 2009
Christian Carney (no longer appointed)
FRN 480930 · Appointed 31 Mar 2008 · Until 20 Mar 2009

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.