BUTLER TOLL LIMITED

Date authorised
1 April 2013
Companies House
05460739
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Regus House
    Whitehill Way
    Swindon
    Swindon
    SN5 6QR
    UNITED KINGDOM
    Phone
    +4401793786300
    Web
    https://www.butlertoll.co.uk

  • Complaints Contact

    Regus House
    Whitehill Way
    Swindon
    Swindon
    SN5 6QR
    UNITED KINGDOM
    Phone
    +4401793786300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Charles William Hobbins

    IRN MCH01159

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Sep 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Sep 2020)
    • CF30 Customer (5 Jan 2019 to 8 Dec 2019)
  • Matthew Strickland

    IRN MJS01573

    • CF30 Customer (3 Dec 2014 to 8 Dec 2019)
  • Nicholas Peter Rhodes Bullen

    IRN NPB01063

    • CF1 Director (AR) (10 Feb 2006 to 31 Aug 2006)
  • Paul Anthony Jackson

    IRN PAJ00015

    • CF30 Customer (1 Nov 2007 to 24 Dec 2008)
    • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
  • Richard Harries Butler

    IRN RHB00009

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (21 Jun 2021 to 5 Jul 2024)
    • [FCA CF] Functions requiring qualifications (21 Jun 2021 to 5 Jul 2024)
    • [FCA CF] Manager of certification employee (21 Jun 2021 to 5 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 29 Dec 2012)
    • CF1 Director (10 Feb 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (10 Feb 2006 to 31 Oct 2007)
  • Stephen Gerard Desport

    IRN SGD00010

    • CF30 Customer (12 Dec 2012 to 30 Aug 2018)
  • Valerie Anne Buzzard

    IRN VAB01017

    • CF1 Director (AR) (10 Feb 2006 to 31 Aug 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.