Richard Harries Butler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BUTLER TOLL LIMITED

    FRN 442229

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (21 Jun 2021 to 5 Jul 2024)
    • [FCA CF] Functions requiring qualifications (21 Jun 2021 to 5 Jul 2024)
    • [FCA CF] Client dealing (21 Jun 2021 to 5 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 29 Dec 2012)
    • CF24 Pension Transfer Specialist (10 Feb 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
    • CF1 Director (10 Feb 2006 to 8 Dec 2019)
  • Whitley Stimpson Financial Services Ltd (no longer approved here)

    FRN 210548

    • Employed By (4 Apr 2002 to 31 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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