Burwood Sage + Brookridge Ltd

• Principal Place of Business

  36 Station Road

  Orpington

  Kent

  BR6 0SA

  UNITED KINGDOM

  Phone

  +4401689839417

  Web

  https://www.bsandb.co.uk

• Complaints Contact

  36 Station Road

  Orpington

  Kent

  BR6 0SA

  UNITED KINGDOM

  Phone

  +4401689839417

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

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  • · The firm may not broker credit for the purpose of increasing the funds available for investment

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Arthur Orpin

  IRN BAO00003

  • CF30 Customer (30 Mar 2010 to 2 Dec 2010)
• Brian Thomas Page

  IRN BTP00001

  • CF11 Money Laundering Reporting (7 Jul 2004 to 30 Dec 2006)
  • CF21 Investment Adviser (17 May 2004 to 30 Dec 2006)
  • CF1 Director (17 May 2004 to 30 Dec 2006)
• Daniel Rene Christ

  IRN DRC00040

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 19 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
  • Appointed representative dealing with clients for which they require qualification (since 19 Nov 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (AR) (since 14 Apr 2017)
  • CF4 Partner (AR) (since 28 Feb 2012)
  • CF30 Customer (since 1 Nov 2007)
  • CF1 Director (17 May 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (17 May 2004 to 31 Oct 2007)
• Debra Helen Beaven

  IRN DXB00157

  • [FCA CF] Functions requiring qualifications (21 Nov 2020 to 18 Nov 2022)
  • Appointed representative dealing with clients for which they require qualification (21 Nov 2020 to 18 Nov 2022)
• Denise Shelley

  IRN DXS01437

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (AR) (since 19 Apr 2017)
  • CF4 Partner (AR) (since 19 Apr 2017)
  • CF1 Director (17 May 2004 to 8 Dec 2019)
• Julia Mary Churchill

  IRN JMC00056

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (AR) (since 19 Apr 2017)
  • CF4 Partner (AR) (since 19 Apr 2017)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF11 Money Laundering Reporting (30 Dec 2006 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (17 May 2004 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 May 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (17 May 2004 to 23 Nov 2004)
  • CF8 Apportionment and Oversight (17 May 2004 to 31 Mar 2009)
• Matthew Anthony Shelley

  IRN MXS03335

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • Appointed representative dealing with clients for which they require qualification (since 24 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 24 Mar 2021)
  • [FCA CF] Client dealing (since 24 Mar 2021)
  • CF30 Customer (4 Sep 2019 to 8 Dec 2019)
• Peter Michael Wheadon

  IRN PMW01142

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
  • Appointed representative dealing with clients for which they require qualification (since 19 Nov 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF4 Partner (AR) (since 14 Apr 2017)
  • CF30 Customer (since 9 Sep 2009)
  • CF1 Director (AR) (14 Apr 2017 to 20 Apr 2017)
  • CF1 Director (19 Feb 2011 to 8 Dec 2019)

• Burwood Sage Asset Management Ltd

  FRN 210723 · Appointed 29 Sep 2014

• BS & B LLP

  FRN 551931 · Appointed 24 May 2011

• Burwood Sage Insurance Services Ltd (no longer appointed)

  FRN 462134 · Appointed 4 Jan 2007 · Until 3 Jan 2012

No changes recorded yet.