Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 19 Apr 2017)
    • CF4 Partner (AR) (since 19 Apr 2017)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (30 Dec 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (17 May 2004 to 31 Mar 2009)
    • CF1 Director (17 May 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 May 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (17 May 2004 to 23 Nov 2004)
    • Employed By (since 19 Apr 2017)
    • Employed By (4 Apr 2002 to 17 Oct 2003)
  • BS & B LLP

    FRN 551931

    • Employed By (since 19 Apr 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.