Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Burwood Sage + Brookridge Ltd
FRN 231631
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 19 Nov 2020)
- Appointed representative dealing with clients for which they require qualification (since 19 Nov 2020)
- [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF4 Partner (AR) (since 14 Apr 2017)
- CF30 Customer (since 9 Sep 2009)
- CF1 Director (AR) (14 Apr 2017 to 20 Apr 2017)
- CF1 Director (19 Feb 2011 to 8 Dec 2019)
-
Burwood Sage Asset Management Ltd
FRN 210723
- Employed By (since 14 Apr 2017)
-
BS & B LLP
FRN 551931
- Employed By (since 14 Apr 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.