Date authorised
1 April 2013
Companies House
06016173
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Paternoster House, 4th Floor
    65 St Paul's Churchyard
    London
    EC4M 8AB
    UNITED KINGDOM
    Phone
    +442035302000
  • Complaints Contact

    Paternoster House, 4th Floor
    65 St Paul's Churchyard
    London
    EC4M 8AB
    UNITED KINGDOM
    Phone
    +442035302000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Hunter Maxwell

    IRN JHM01035

    • CF2 Non Executive Director (26 Aug 2009 to 3 Feb 2011)
  • John Nicholas Rowles-Davies

    IRN JNR01051

    • CF1 Director (18 Jun 2014 to 8 Jul 2016)
  • Jonathan Molot

    IRN JXM02981

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 22 Jun 2022)
    • CF2 Non Executive Director (29 Feb 2012 to 8 Dec 2019)
  • Julia Ann Mahoney

    IRN JAM01442

    • CF1 Director (23 Dec 2014 to 5 May 2016)
  • Leslie Paster

    IRN LXP01554

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (31 Mar 2017 to 9 Dec 2019)
  • Martin Richard Totty

    IRN MRT01084

    • CF2 Non Executive Director (21 Mar 2011 to 29 Feb 2012)
    • CF1 Director (3 Aug 2009 to 3 Feb 2011)
  • Michael Redman

    IRN MXR00560

    • Director of firm who is not a certification employee or a SMF manager (since 18 Jun 2022)
  • Miriam Assumpta Connole

    IRN MXC02601

    • CF1 Director (21 Mar 2013 to 31 Oct 2014)
  • Owen John Clarke

    IRN OJC01004

    • CF2 Non Executive Director (3 Aug 2009 to 3 Feb 2011)
  • Peter Edward Middleton

    IRN PEM01021

    • CF2 Non Executive Director (20 May 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.