Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF7 Group Entity Senior Manager (29 May 2020 to 6 Oct 2021)
- CF2 Non Executive Director (19 Aug 2015 to 1 Aug 2017)
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- SMF7 Group Entity Senior Manager (29 May 2020 to 30 Apr 2021)
- CF2 Non Executive Director (19 Aug 2015 to 1 Aug 2017)
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- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (28 May 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
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- SMF14 Senior Independent Director (8 Mar 2019 to 1 Sep 2020)
- SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 31 Aug 2021)
- SIMF12 Chair of the Remuneration Committee (25 Apr 2018 to 9 Dec 2018)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 30 Apr 2018)
- CF2 Non Executive Director (19 Aug 2015 to 6 Mar 2016)
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- CF2 Non Executive Director (19 Aug 2015 to 1 Aug 2017)
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- CF2 Non Executive Director (3 Aug 2009 to 3 Feb 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.