Date authorised
1 April 2013
Companies House
06016173
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Paternoster House, 4th Floor
    65 St Paul's Churchyard
    London
    EC4M 8AB
    UNITED KINGDOM
    Phone
    +442035302000
  • Complaints Contact

    Paternoster House, 4th Floor
    65 St Paul's Churchyard
    London
    EC4M 8AB
    UNITED KINGDOM
    Phone
    +442035302000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter William Smith

    IRN PWS01064

    • CF3 Chief Executive (17 Mar 2011 to 30 Sep 2012)
    • CF8 Apportionment and Oversight (3 Aug 2009 to 30 Sep 2012)
    • Responsible for Insurance Mediation (3 Aug 2009 to 30 Sep 2012)
    • CF1 Director (3 Aug 2009 to 30 Sep 2012)
  • Philipp Ferdinand Leibfried

    IRN PXL76995

    • Responsible for Insurance Distribution (since 30 Apr 2020)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 30 Apr 2020)
  • Rodney Pennington Baker-Bates

    IRN RPB01052

    • CF2 Non Executive Director (3 Aug 2009 to 4 Aug 2009)
  • Ross Clark

    IRN RXC01817

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2019)
    • CF3 Chief Executive (18 Oct 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Oct 2012 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (18 Oct 2012 to 8 Dec 2019)
    • CF1 Director (23 Mar 2011 to 9 Dec 2019)
  • Simon Tudor Ellen

    IRN STE01008

    • CF2 Non Executive Director (3 Aug 2009 to 29 Feb 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.