Buckthorn Partners LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Golden House30 Great Pulteney StreetLondonW1F 9NNUNITED KINGDOM- Phone
- +442039591070
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Complaints Contact
Buckthorn Partners, Golden House30 Great Pulteney StreetLondonW1F 9NNUNITED KINGDOM- Phone
- +442039591070
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. Buckthorn Partners Limited
IRN XXB01154
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (15 Sep 2014 to 8 Dec 2019)
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Brian Lindley
IRN BXL01261
- SMF27 Partner (since 13 Dec 2024)
- SMF1 Chief Executive (since 13 Dec 2024)
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Colin Berkeley Moynihan
IRN CBM01049
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (15 May 2015 to 8 Dec 2019)
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David Evans
IRN DXE01314
- CF4 Partner (24 Sep 2015 to 18 Jan 2016)
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Henry Saunders
IRN HXS00184
- [FCA CF] Client dealing (30 Jul 2021 to 26 Jan 2025)
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James Edward Trutch Kelly
IRN JEK01046
- CF29 Significant management (20 Feb 2015 to 3 Jan 2017)
- CF30 Customer (20 Feb 2015 to 3 Jan 2017)
- CF4 Partner (20 Feb 2015 to 3 Jan 2017)
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Joseph Connolly
IRN JAC01361
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 13 Dec 2024)
- CF30 Customer (15 Sep 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Sep 2014 to 8 Dec 2019)
- CF3 Chief Executive (15 Sep 2014 to 8 Dec 2019)
- CF4 Partner (15 Sep 2014 to 8 Dec 2019)
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Mark Ramin Chaichian
IRN MRC01158
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF10 Compliance Oversight (15 Sep 2014 to 8 Dec 2019)
- CF30 Customer (15 Sep 2014 to 8 Dec 2019)
- CF4 Partner (15 Sep 2014 to 8 Dec 2019)
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Mark Timothy Dale
IRN MTD01046
- SMF27 Partner (since 17 Jan 2026)
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Neil John Hartley
IRN NJH01110
- SMF27 Partner (26 Nov 2020 to 29 Dec 2022)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.