Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (15 Sep 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Sep 2014 to 8 Dec 2019)
    • CF4 Partner (15 Sep 2014 to 8 Dec 2019)
  • Marble Bar Asset Management LLP (no longer approved here)

    FRN 475857

    • CF30 Customer (6 Jun 2012 to 30 May 2013)
    • CF28 Systems and controls (9 Mar 2012 to 22 Apr 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (15 Feb 2006 to 25 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.