Date authorised
15 September 2014
Companies House
OC392195
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Golden House
    30 Great Pulteney Street
    London
    W1F 9NN
    UNITED KINGDOM
    Phone
    +442039591070
  • Complaints Contact

    Buckthorn Partners, Golden House
    30 Great Pulteney Street
    London
    W1F 9NN
    UNITED KINGDOM
    Phone
    +442039591070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Gee

    IRN NXG01387

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
    • CF30 Customer (24 Mar 2015 to 8 Dec 2019)
    • CF4 Partner (22 Jan 2015 to 8 Dec 2019)
  • Philip Hammond

    IRN PXH27149

    • SMF27 Partner (8 Apr 2020 to 31 Mar 2025)
  • Robert Alistair Willings

    IRN RAW01101

    • SMF27 Partner (9 Dec 2019 to 29 Jan 2026)
    • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
    • CF4 Partner (1 Feb 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.