Brunsdon Financial Services Limited

Date authorised
1 April 2013
Companies House
03434005
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Goodridge House
    Goodridge Avenue
    Gloucester
    Gloucestershire
    GL2 5EA
    UNITED KINGDOM
    Phone
    +4401452623623
    Web
    https://www.brunsdonfinancial.co.uk

  • Complaints Contact

    Goodridge House
    Goodridge Avenue
    Gloucester
    Gloucestershire
    GL2 5EA
    UNITED KINGDOM
    Phone
    +4401452623623

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Buy-to-Let Status

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Raymond Hughes

    IRN NRH01066

    • CF30 Customer (19 Nov 2012 to 22 Dec 2015)
  • Paul John Baldwin

    IRN PJB00039

    • CF1 Director (4 Jan 2011 to 1 Jul 2016)
    • Responsible for Insurance Mediation (4 Jan 2011 to 1 Jul 2016)
    • CF30 Customer (4 Jan 2011 to 12 Nov 2012)
  • Paul William Cooper

    IRN PWC01041

    • CF30 Customer (5 Feb 2015 to 9 Sep 2015)
  • Richard Alan Hemingway

    IRN RAH00084

    • CF30 Customer (4 Jan 2011 to 8 Dec 2019)
  • Richard Rene Damagnez

    IRN RRD00004

    • CF30 Customer (4 Jan 2011 to 16 Nov 2016)
  • Robert Andrew Lowe

    IRN RAL00048

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (8 Feb 2021 to 8 Jan 2026)
    • Responsibility for MCD Intermediation (13 Oct 2020 to 8 Jan 2026)
    • SMF3 Executive Director (9 Dec 2019 to 13 Mar 2026)
    • Responsible for Insurance Mediation (11 Jul 2016 to 30 Sep 2018)
    • CF1 Director (17 Jan 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jan 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2011 to 8 Dec 2019)
  • Sebastian Adam Merritt

    IRN SAM01426

    • CF1 Director (AR) (4 Jan 2018 to 16 Jun 2023)
  • Stephen Alan Tasker

    IRN SAT00025

    • CF1 Director (4 Jan 2011 to 31 Dec 2011)
  • Stephen John Kenyon

    IRN SXK13044

    • CF1 Director (AR) (6 Apr 2019 to 16 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.