Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (8 Feb 2021 to 8 Jan 2026)
    • Responsibility for MCD Intermediation (13 Oct 2020 to 8 Jan 2026)
    • SMF3 Executive Director (9 Dec 2019 to 13 Mar 2026)
    • Responsible for Insurance Mediation (11 Jul 2016 to 30 Sep 2018)
    • CF1 Director (17 Jan 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jan 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2011 to 8 Dec 2019)
  • B Mortgage Services Limited (no longer approved here)

    FRN 938251

    • Employed By (8 Feb 2021 to 8 Jan 2026)

Recent activity

Updates to this individual's record on the FCA register.

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