Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Oct 2022)
    • [FCA CF] Client dealing (since 5 Sep 2022)
  • Brunsdon Financial Services Limited (no longer approved here)

    FRN 533831

    • CF30 Customer (5 Feb 2015 to 9 Sep 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (26 Apr 2005 to 30 Jun 2005)
    • CF22 Investment Adviser (Trainee) (9 Jun 2004 to 26 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.