Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NFU Mutual Select Investments Limited
FRN 582519
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 17 Oct 2022)
- [FCA CF] Client dealing (since 5 Sep 2022)
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- CF30 Customer (5 Feb 2015 to 9 Sep 2015)
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- CF21 Investment Adviser (26 Apr 2005 to 30 Jun 2005)
- CF22 Investment Adviser (Trainee) (9 Jun 2004 to 26 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.