Brummer & Partners Asset Management (UK) Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
20 Thayer StreetLondonWestminsterW1U 2QNUNITED KINGDOM- Phone
- +442070163420
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Complaints Contact
20 Thayer StreetLondonWestminsterW1U 2QNUNITED KINGDOM- Phone
- +442070163420
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Karl Markus Wiklund
IRN KXW00210
- SMF3 Executive Director (since 8 Apr 2022)
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Keelan Karki
IRN KXK00455
- [FCA CF] Client dealing (since 9 Sep 2025)
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Kunal Khetawat
IRN KXK00461
- [FCA CF] Client dealing (13 Jan 2025 to 4 Aug 2025)
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Mats Gustaf Sodergren
IRN MXS02285
- [FCA CF] Client dealing (since 27 Mar 2025)
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Muhammad Tariq Bin Amru
IRN MXA04218
- [FCA CF] Client dealing (since 1 Sep 2025)
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Nikolaus Valentin Hildebrand
IRN NXH00520
- [FCA CF] Client dealing (since 23 May 2025)
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Oliver James Gilbert
IRN OJG01005
- [FCA CF] Client dealing (since 26 Nov 2024)
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ROBERT YOUNG
IRN RXY84140
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jun 2023)
- SMF3 Executive Director (since 29 Jun 2023)
- SMF16 Compliance Oversight (since 29 Jun 2023)
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Raymond Michael Haslam
IRN RMH01169
- [FCA CF] Client dealing (since 10 Feb 2023)
- SMF3 Executive Director (since 8 Apr 2022)
- SMF1 Chief Executive (since 8 Apr 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Apr 2022 to 21 Oct 2022)
- SMF16 Compliance Oversight (8 Apr 2022 to 21 Oct 2022)
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Ruahan Crichton
IRN RJC01336
- [FCA CF] Significant management (since 23 May 2025)
- [FCA CF] Client dealing (since 23 May 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.