Brummer & Partners Asset Management (UK) Ltd

Date authorised
8 April 2022
Companies House
13490120
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Thayer Street
    London
    Westminster
    W1U 2QN
    UNITED KINGDOM
    Phone
    +442070163420
  • Complaints Contact

    20 Thayer Street
    London
    Westminster
    W1U 2QN
    UNITED KINGDOM
    Phone
    +442070163420

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karl Markus Wiklund

    IRN KXW00210

    • SMF3 Executive Director (since 8 Apr 2022)
  • Keelan Karki

    IRN KXK00455

    • [FCA CF] Client dealing (since 9 Sep 2025)
  • Kunal Khetawat

    IRN KXK00461

    • [FCA CF] Client dealing (13 Jan 2025 to 4 Aug 2025)
  • Mats Gustaf Sodergren

    IRN MXS02285

    • [FCA CF] Client dealing (since 27 Mar 2025)
  • Muhammad Tariq Bin Amru

    IRN MXA04218

    • [FCA CF] Client dealing (since 1 Sep 2025)
  • Nikolaus Valentin Hildebrand

    IRN NXH00520

    • [FCA CF] Client dealing (since 23 May 2025)
  • Oliver James Gilbert

    IRN OJG01005

    • [FCA CF] Client dealing (since 26 Nov 2024)
  • ROBERT YOUNG

    IRN RXY84140

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jun 2023)
    • SMF3 Executive Director (since 29 Jun 2023)
    • SMF16 Compliance Oversight (since 29 Jun 2023)
  • Raymond Michael Haslam

    IRN RMH01169

    • [FCA CF] Client dealing (since 10 Feb 2023)
    • SMF3 Executive Director (since 8 Apr 2022)
    • SMF1 Chief Executive (since 8 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Apr 2022 to 21 Oct 2022)
    • SMF16 Compliance Oversight (8 Apr 2022 to 21 Oct 2022)
  • Ruahan Crichton

    IRN RJC01336

    • [FCA CF] Significant management (since 23 May 2025)
    • [FCA CF] Client dealing (since 23 May 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.