Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Brummer & Partners Asset Management (UK) Ltd
FRN 955035
- [FCA CF] Client dealing (since 10 Feb 2023)
- SMF1 Chief Executive (since 8 Apr 2022)
- SMF3 Executive Director (since 8 Apr 2022)
- SMF16 Compliance Oversight (8 Apr 2022 to 21 Oct 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Apr 2022 to 21 Oct 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.