Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brummer & Partners Asset Management (UK) Ltd
FRN 955035
- [FCA CF] Significant management (since 23 May 2025)
- [FCA CF] Client dealing (since 23 May 2025)
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- [FCA CF] Client dealing (29 Jun 2023 to 31 Oct 2023)
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- [FCA CF] Manager of certification employee (6 Sep 2022 to 22 Mar 2023)
- [FCA CF] Client dealing (17 Oct 2016 to 22 Mar 2023)
- CF30 Customer (13 Oct 2010 to 6 Mar 2016)
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- CF30 Customer (21 Jul 2009 to 11 Sep 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.