Brooklands Fund Management Limited

• Principal Place of Business

  4 Cavendish Square

  London

  W1G 0PG

  UNITED KINGDOM

  Phone

  +442072918166

  Web

  https://www.brooklandsfund.com

• Complaints Contact

  4 Cavendish Square

  London

  W1G 0PG

  UNITED KINGDOM

  Phone

  +4402072918166

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Ogilvie-Forbes

  IRN DXO01188

  • [FCA CF] Client dealing (6 Jun 2022 to 9 Sep 2022)
  • CF1 Director (AR) (16 Jun 2021 to 9 Sep 2022)
  • CF30 Customer (16 Jun 2021 to 9 Sep 2022)
• David Ogilvie-Forbes

  IRN DXO00125

  • [FCA CF] Client dealing (23 May 2022 to 30 May 2022)
• Dominic Mark Thomas St George

  IRN DMS01262

  • CF30 Customer (16 Oct 2019 to 8 Dec 2019)
• Dominic St George

  IRN DXS00646

  • CF30 Customer (since 2 May 2023)
  • CF4 Partner (AR) (since 2 May 2023)
  • [FCA CF] Client dealing (since 23 May 2022)
• Dylan Jonathan Smith

  IRN DJS01242

  • CF1 Director (AR) (25 Jun 2018 to 30 Apr 2020)
  • CF30 Customer (18 May 2018 to 30 Apr 2020)
• Edward Power

  IRN EXP00138

  • CF1 Director (AR) (since 14 Feb 2022)
  • CF30 Customer (since 14 Feb 2022)
• Edward Rose

  IRN ESR01012

  • [FCA CF] Client dealing (since 23 May 2022)
  • CF30 Customer (since 7 Jul 2017)
  • CF1 Director (AR) (since 7 Jul 2017)
• Elina Anna Berrebi

  IRN EXB00398

  • CF1 Director (AR) (since 4 Mar 2024)
• Emil Sattarov

  IRN EXS00195

  • CF30 Customer (11 Feb 2022 to 1 May 2025)
  • CF1 Director (AR) (11 Feb 2022 to 1 May 2025)
• Erik Emanuel Moberg

  IRN EXM00239

  • CF30 Customer (since 12 Sep 2023)

• Bridge Valley Ventures LLP (no longer appointed)

  FRN 800969 · Appointed 7 Feb 2018 · Until 14 Jun 2018

• Dricopax Capital Limited (no longer appointed)

  FRN 759481 · Appointed 19 Oct 2017 · Until 1 Aug 2024

• Antler Capital Partners LLP (no longer appointed)

  FRN 791201 · Appointed 10 Oct 2017 · Until 28 Feb 2018

• QUASAR CAPITAL LIMITED (no longer appointed)

  FRN 757421 · Appointed 1 Jul 2017 · Until 2 May 2018

• LIGHTFIELD CAPITAL MANAGEMENT LIMITED (no longer appointed)

  FRN 754702 · Appointed 1 Jul 2017 · Until 1 Aug 2018

No changes recorded yet.