Dominic St George

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brooklands Fund Management Limited
FRN 757575
- CF30 Customer (since 2 May 2023)
- CF4 Partner (AR) (since 2 May 2023)
- [FCA CF] Client dealing (since 23 May 2022)
SGCM LLP
FRN 914973
- (4)Employed By (since 2 May 2023)
Hara Global Capital Limited
FRN 990015
- (2)Employed By (since 17 Jan 2023)
CAPRICORN FUND MANAGERS LIMITED (no longer approved here)
FRN 505252
- CF2 Non Executive Director (AR) (17 Jan 2023 to 12 Feb 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.