Dylan Jonathan Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brooklands Fund Management Limited (no longer approved here)
FRN 757575
- CF1 Director (AR) (25 Jun 2018 to 30 Apr 2020)
- CF30 Customer (18 May 2018 to 30 Apr 2020)
CASTILLE CAPITAL GLOBAL MARKETS LTD. (no longer approved here)
FRN 809352
- Employed By (25 Jun 2018 to 30 Apr 2020)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- CF30 Customer (24 Oct 2011 to 3 Jan 2014)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (1 Nov 2007 to 12 Oct 2011)
- CF21 Investment Adviser (8 Dec 2003 to 31 Oct 2007)
Nomura Bank International Plc. (no longer approved here)
FRN 204419
- CF30 Customer (1 Nov 2007 to 17 Oct 2008)
- CF21 Investment Adviser (6 Feb 2007 to 31 Oct 2007)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.