Brooklands Fund Management Limited

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FRN: 757575
Date authorised: 20 June 2017
Companies House: 10170491
Last scraped: 1 week ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4 Cavendish Square

London

W1G 0PG

UNITED KINGDOM

Phone

+442072918166

Web

https://www.brooklandsfund.com
Complaints Contact

4 Cavendish Square

London

W1G 0PG

UNITED KINGDOM

Phone

+4402072918166

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David Ogilvie-Forbes
IRN DXO01188
- [FCA CF] Client dealing (6 Jun 2022 to 9 Sep 2022)
- CF1 Director (AR) (16 Jun 2021 to 9 Sep 2022)
- CF30 Customer (16 Jun 2021 to 9 Sep 2022)
David Ogilvie-Forbes
IRN DXO00125
- [FCA CF] Client dealing (23 May 2022 to 30 May 2022)
Dominic Mark Thomas St George
IRN DMS01262
- CF30 Customer (16 Oct 2019 to 8 Dec 2019)
Dominic St George
IRN DXS00646
- CF30 Customer (since 2 May 2023)
- CF4 Partner (AR) (since 2 May 2023)
- [FCA CF] Client dealing (since 23 May 2022)
Dylan Jonathan Smith
IRN DJS01242
- CF1 Director (AR) (25 Jun 2018 to 30 Apr 2020)
- CF30 Customer (18 May 2018 to 30 Apr 2020)
Edward Power
IRN EXP00138
- CF1 Director (AR) (since 14 Feb 2022)
- CF30 Customer (since 14 Feb 2022)
Edward Rose
IRN ESR01012
- [FCA CF] Client dealing (since 23 May 2022)
- CF30 Customer (since 7 Jul 2017)
- CF1 Director (AR) (since 7 Jul 2017)
Elina Anna Berrebi
IRN EXB00398
- CF1 Director (AR) (since 4 Mar 2024)
Emil Sattarov
IRN EXS00195
- CF30 Customer (11 Feb 2022 to 1 May 2025)
- CF1 Director (AR) (11 Feb 2022 to 1 May 2025)
Erik Emanuel Moberg
IRN EXM00239
- CF30 Customer (since 12 Sep 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

QUADRUM CAPITAL UK LIMITED (no longer appointed)
FRN 916465 · Appointed 7 Nov 2019 · Until 31 Dec 2025
TITANBAY LTD (no longer appointed)
FRN 915165 · Appointed 15 Oct 2019 · Until 23 Apr 2026
Alpha Helix Corporate Finance Limited (no longer appointed)
FRN 731590 · Appointed 10 Oct 2019 · Until 10 Jan 2022
LONGFIELD INVESTMENT PARTNERS LIMITED (no longer appointed)
FRN 913408 · Appointed 13 Sep 2019 · Until 31 Jan 2024
GOLDING CAPITAL PARTNERS (UK) LIMITED (no longer appointed)
FRN 834547 · Appointed 26 Feb 2019 · Until 28 Jul 2020
ATLAS GLOBAL INVESTORS LIMITED (no longer appointed)
FRN 834380 · Appointed 22 Feb 2019 · Until 1 Dec 2020
OI Advisors UK LLP (no longer appointed)
FRN 822152 · Appointed 2 Oct 2018 · Until 22 Jan 2020
FRONTIER CREDIT PARTNERS LLP (no longer appointed)
FRN 821504 · Appointed 24 Sep 2018 · Until 30 Sep 2020
FINSPIRIA PARTNERS LIMITED (no longer appointed)
FRN 813359 · Appointed 9 Jul 2018 · Until 10 Jan 2019
CASTILLE CAPITAL GLOBAL MARKETS LTD. (no longer appointed)
FRN 809352 · Appointed 17 May 2018 · Until 21 May 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.