Brooklands Fund Management Limited

• Principal Place of Business

  4 Cavendish Square

  London

  W1G 0PG

  UNITED KINGDOM

  Phone

  +442072918166

  Web

  https://www.brooklandsfund.com

• Complaints Contact

  4 Cavendish Square

  London

  W1G 0PG

  UNITED KINGDOM

  Phone

  +4402072918166

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Antony Connolly

  IRN PAC01134

  • CF1 Director (AR) (since 13 Dec 2023)
  • CF30 Customer (since 13 Dec 2023)
• Paul Bentley

  IRN PXB00603

  • CF30 Customer (13 Sep 2023 to 17 Nov 2023)
• Paul Gary Reynolds

  IRN PGR01052

  • CF1 Director (AR) (9 Oct 2024 to 21 Nov 2025)
• Paul John Victor Giacopazzi

  IRN PVG01001

  • CF1 Director (AR) (since 2 Feb 2026)
  • CF30 Customer (since 2 Feb 2026)
• Paul Stuart Cole

  IRN PSC01083

  • CF30 Customer (since 3 Mar 2026)
• Petar Ivanov Karageorgiev

  IRN PXK00018

  • CF30 Customer (since 12 Sep 2024)
• Phillip John Smith

  IRN PRS01198

  • CF2 Non Executive Director (AR) (12 Sep 2025 to 22 Apr 2026)
• Quentin Dumortier

  IRN QXD00010

  • CF1 Director (AR) (1 Apr 2021 to 5 Aug 2021)
  • CF30 Customer (25 Mar 2019 to 8 Dec 2019)
• Raffi Kamber

  IRN RXK00593

  • CF1 Director (AR) (since 16 Apr 2026)
• Rahiyah Yahya

  IRN RXY01023

  • CF1 Director (AR) (15 Nov 2019 to 30 Jul 2024)

• QUADRUM CAPITAL UK LIMITED (no longer appointed)

  FRN 916465 · Appointed 7 Nov 2019 · Until 31 Dec 2025

• TITANBAY LTD (no longer appointed)

  FRN 915165 · Appointed 15 Oct 2019 · Until 23 Apr 2026

• Alpha Helix Corporate Finance Limited (no longer appointed)

  FRN 731590 · Appointed 10 Oct 2019 · Until 10 Jan 2022

• LONGFIELD INVESTMENT PARTNERS LIMITED (no longer appointed)

  FRN 913408 · Appointed 13 Sep 2019 · Until 31 Jan 2024

• GOLDING CAPITAL PARTNERS (UK) LIMITED (no longer appointed)

  FRN 834547 · Appointed 26 Feb 2019 · Until 28 Jul 2020

• ATLAS GLOBAL INVESTORS LIMITED (no longer appointed)

  FRN 834380 · Appointed 22 Feb 2019 · Until 1 Dec 2020

• OI Advisors UK LLP (no longer appointed)

  FRN 822152 · Appointed 2 Oct 2018 · Until 22 Jan 2020

• FRONTIER CREDIT PARTNERS LLP (no longer appointed)

  FRN 821504 · Appointed 24 Sep 2018 · Until 30 Sep 2020

• FINSPIRIA PARTNERS LIMITED (no longer appointed)

  FRN 813359 · Appointed 9 Jul 2018 · Until 10 Jan 2019

• CASTILLE CAPITAL GLOBAL MARKETS LTD. (no longer appointed)

  FRN 809352 · Appointed 17 May 2018 · Until 21 May 2020

No changes recorded yet.